Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 3Rivers Trading Hong Kong Limited Du, Jinsong (SFC:AMF177) 杜勁松 +Rep 2024-05-16
2 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 -Rep 2024-05-08 2024-05-17
3     +RO 2024-05-17
4 AA Investment Management Limited Hui, Kit Chiu 許傑超 -RO 2022-08-25 2024-05-19
5 ABCI CAPITAL LIMITED Zhang, Sandra Shengle 張聖樂 -Rep 2023-03-08 2024-05-17
6 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
7 Admiralty Harbour Capital Limited Purhonen, Lauri Sakari -Rep 2021-10-18 2024-05-16
8     +RO 2024-05-16
9 Ahead Asset Management Limited Wang, Shuai (SFC:BNB844) 王帥 -RO 2023-11-13 2024-05-17
10 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
11 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
12 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
13 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
14 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
15 AlpInvest Partners Limited Chang, Joseph Koon Chung 張冠中 +RO 2024-05-14
16   Sachdeva, Amit +RO 2024-05-14
17   Zhu, Wendy Wenwen 朱雯雯 +RO 2024-05-14
18 ALTRUIST FINANCIAL GROUP LIMITED Cheung, Tat Fai 張達輝 -Rep 2012-02-28 2024-05-16
19 Amundi Hong Kong Limited Yiu, Ken Keung 姚強 -RO 2019-03-04 2024-05-17
20 ApaH Capital Management Limited Hua, Cheng (SFC:BBZ389) -Rep 2022-08-11 2024-05-14
21 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
22   Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
23     +RO 2024-05-09
24 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
25   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
26   Trent, Tarik Taylor +Rep 2024-05-17
27   Zhou, Nina +Rep 2024-05-13
28 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
29 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
30 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
31 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
32   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
33   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
34   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
35   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
36 ASSURED ASSET MANAGEMENT LIMITED (HK) Chan, Gary Kar Yin 陳嘉彥 -Rep 2024-03-08 2024-05-16
37     +RO 2024-05-16
38 Atlas Capital Asset Management (HK) Limited Cheung, Kin Sang (SFC:ACI723) 張健生 -RO 2020-06-05 2024-05-17
39     +Rep 2024-05-17
40   Tse, Chiu Lai 謝肖麗 -Rep 2024-03-28 2024-05-14
41     +RO 2024-05-14
42 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
43 Avenue Family Office Limited Liu, Junzhi (SFC:BQN520) 劉俊芝 -Rep 2021-02-18 2024-05-16
44   Pong, Sau Kwok 逄守國 +RO 2024-05-08
45   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
46 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
47 Balyasny Asset Management (Hong Kong) Limited Curtil, Guillaume Alexandre Henri +Rep 2024-05-17
48   Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
49   So, Kai Chun 蘇啓進 +Rep 2024-05-13
50   Xin, Xiuling 辛修令 +Rep 2024-05-17
51 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 +Rep 2024-05-13
52 BARCLAYS CAPITAL ASIA LIMITED Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
53 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 -Rep 2024-05-06 2024-06-05
54   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
55 BC Global Asset Management Limited Fan, Anqi 范安琪 +Rep 2024-05-17
56   Luk, Hiu Ming (SFC:BUX184) 陸曉明 +Rep 2024-05-17
57   Zhu, Hua (SFC:BUX169) 祝華 +Rep 2024-05-17
58 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
59   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
60 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
61 BGC SECURITIES (HONG KONG) LLC Gonzales, Desu Calvin Antonio -Rep 2021-02-08 2024-05-15
62 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
63   Pai, Anna Hsin Ping 白欣平 -Rep 2017-10-03 2024-05-17
64   Somasundaram, Narayanan -Rep 2022-05-11 2024-05-17
65 BLACKSTONE GROUP (HK) LIMITED (THE) Wong, Daisy Cheuk Wing 黃卓頴 -Rep 2020-09-08 2024-05-17
66 Blue Owl Capital HK Limited Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 -Rep 2022-03-03 2024-05-14
67 BLUESTONE SECURITIES (HK) CO., LIMITED Rong, Yujie 榮宇捷 -Rep 2023-01-09 2024-05-10
68 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
69 BOCHK Asset Management Limited Cheng, Garrick Kai Chung 鄭啟充 -Rep 2018-01-25 2024-05-17
70 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
71   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
72 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
73   Gao, Jieyu 高婕妤 +Rep 2024-05-10
74   Guo, Mingzhu 郭明珠 -Rep 2008-05-26 2024-05-12
75   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
76 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
77 BUSINESS SECURITIES LIMITED Lo, Chris Tsz On 盧子安 +RO 2024-05-17
78 CAPITAL GLOBAL MANAGEMENT LIMITED Ho, Shing Sat 何成實 -Rep 2020-07-17 2024-05-15
79 CASH ASSET MANAGEMENT LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
80 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
81 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
82 CDIB Capital International (Hong Kong) Corporation Limited Chou, David Tse Young 周之揚 +RO 2024-05-17
83 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
84   Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
85 CELESTIAL COMMODITIES LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
86   Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-11-22 2024-05-07
87   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
88 CELESTIAL SECURITIES LIMITED Lai, Elsa Yick Tung 黎奕彤 -Rep 2016-04-13 2024-05-17
89   Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-06-15 2024-05-07
90   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
91 CENTALINE WEALTH MANAGEMENT LIMITED But, Ming Sze 畢銘詩 -Rep 2024-04-12 2024-05-16
92     +RO 2024-05-16
93   Pang, Chung Po 彭忠寶 +Rep 2024-05-10
94 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
95 CES Commodities (HK) Limited Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2006-09-04 2024-05-18
96   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
97 CES Forex (HK) Limited Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2014-05-26 2024-05-18
98 CHANGFENG ASSET MANAGEMENT LIMITED Zhang, Cheng (SFC:AYC302) 章程 -RO 2020-05-06 2024-05-14
99     +Rep 2024-05-14
100 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
101   Gao, Yinan 高伊楠 +Rep 2024-05-17
102   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
103   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
104   Wong, Chor Ming 黃礎銘 +Rep 2024-05-14
105   Wu, Yifan (SFC:BUV596) 吳一凡 +Rep 2024-05-14
106   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
107   Yang, Yang (SFC:BUW100) 楊洋 +Rep 2024-05-17
108 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
109 CHIEF SECURITIES LIMITED Chung, Man Hei (SFC:BUV046) 鍾汶希 +Rep 2024-05-16
110 China Alpha Fund Management (HK) Limited Liao, Hon Wai 廖漢偉 -Rep 2023-11-03 2024-05-19
111 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
112 China Galaxy International Securities (Hong Kong) Co., Limited Zhang, Jia (SFC:BTF017) 張嘉 -Rep 2022-12-14 2024-05-17
113 China Harbour International Capital Limited Yan, Frankie Man Sing 甄文星 +Rep 2024-05-14
114 China Harbour International Securities Limited   +Rep 2024-05-14
115 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED He, Xiaoshen 賀晓深 -Rep 2023-01-16 2024-05-15
116 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED   -Rep 2023-01-16 2024-05-15
117 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
118 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Feng, Jing (SFC:BUW303) 馮婧 +Rep 2024-05-16
119   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
120   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
121   Qiu, Yinyue 邱胤越 +Rep 2024-05-16
122   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
123   Yu, Jing (SFC:BUW440) 余靖 +Rep 2024-05-16
124   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
125   Zhu, Yuxiao (SFC:BTR242) 朱昱曉 -Rep 2023-05-02 2024-05-17
126 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
127   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
128   Lee, King Hung 李景鴻 +Rep 2024-05-10
129   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
130     +RO 2024-05-06
131   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
132 China PA Securities (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
133   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
134   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
135     +RO 2024-05-14
136 China Re Asset Management (Hong Kong) Company Limited Deng, Yun (SFC:BRQ451) 鄧云 -Rep 2022-12-28 2024-05-14
137 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
138   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
139 China Securities (International) Brokerage Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
140   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
141   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
142 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
143   Wang, Jun Wen 王君文 -Rep 2021-11-09 2024-05-18
144 China Vered Securities Limited Zhang, Miaoyao 張淼垚 -RO 2023-06-01 2024-05-14
145 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
146 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
147 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
148 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) +Rep 2024-05-13
149 CITIC Securities (Hong Kong) Limited Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
150   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
151   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
152   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
153   Li, Guanru 李冠儒 +Rep 2024-05-06
154   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
155   Mo, Yintong 莫因同 +Rep 2024-05-06
156   She, Tiancheng 佘天誠 +Rep 2024-05-10
157   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
158   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
159   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
160   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
161   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
162   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
163   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
164 CITIC Securities Asset Management (HK) Limited Chen, Tianxing (SFC:BMN686) 陈天行 +Rep 2024-05-14
165 CITIC Securities Brokerage (HK) Limited Cheung, Kei 張旂 -Rep 2021-01-29 2024-05-17
166   Leung, Wai Yin (SFC:AZG790) 梁偉賢 -Rep 2022-03-09 2024-05-16
167   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
168   Wen, Chaozhi 温朝至 +Rep 2024-05-09
169 CITIC Securities Futures (HK) Limited Cheung, Kei 張旂 -Rep 2021-01-29 2024-05-17
170   Leung, Wai Yin (SFC:AZG790) 梁偉賢 -Rep 2022-03-09 2024-05-16
171   Li, Hanqi 李涵琪 +Rep 2024-05-16
172   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
173   Song, Qihang 宋启航 +Rep 2024-05-16
174   Su, Junfei 蘇俊菲 +Rep 2024-05-16
175   Wang, Shurui 王澍蕊 +Rep 2024-05-16
176   Wen, Chaozhi 温朝至 +Rep 2024-05-09
177   Zhang, Qianyi (SFC:BTY584) 張千一 +Rep 2024-05-16
178 CITIC Securities International Global Markets Limited Wang, Da Qing 王大慶 +Rep 2024-05-14
179 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
180   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
181   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
182   Kanekar, Jyotindra Mohan -Rep 2024-05-17 2024-05-23
183   Shah, Kunal Deepak (SFC:BTO450) -Rep 2024-05-14 2024-05-18
184   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
185   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
186   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
187   Zhang, Qizhao 张骐昭 -Rep 2019-01-21 2024-05-17
188   Zhang, Shuping (SFC:BNX787) 張舒萍 -Rep 2021-12-17 2024-05-15
189 CLSA LIMITED Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
190   Dasadia, Ruchi Rohan +Rep 2024-05-09
191   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
192   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
193   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
194   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
195   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
196   Li, Guanru 李冠儒 +Rep 2024-05-06
197   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
198   Mo, Yintong 莫因同 +Rep 2024-05-06
199   She, Tiancheng 佘天誠 +Rep 2024-05-10
200   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
201   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
202   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
203   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
204   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
205   Withayarukson, Surawut -Rep 2023-09-04 2024-05-17
206   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
207   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
208   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
209   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
210 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
211     +Rep 2024-05-08
212 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
213     +RO 2024-05-10
214 CMB INTERNATIONAL FUTURES LIMITED Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
215 CMB International Securities Limited Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
216   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
217 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
218 CMBC International Capital Limited Luo, Hao (SFC:BGK468) 羅浩 -Rep 2021-02-18 2024-05-14
219   Xiao, Qihan 肖启涵 +Rep 2024-05-13
220 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
221   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
222   Xiao, Qihan 肖启涵 +Rep 2024-05-13
223 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
224     +RO 2024-05-13
225 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
226 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
227   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
228 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
229 Credit Suisse (Hong Kong) Limited Bloxham, Thomas Charles -Rep 2014-11-21 2024-05-16
230   Li, Mengze (SFC:BKP399) 李梦澤 -RO 2023-07-06 2024-05-08
231   Zhang, Jiheng (SFC:BIC147) 張驥恆 -Rep 2022-01-11 2024-05-19
232 Credit Suisse Securities (Hong Kong) Limited Bloxham, Thomas Charles -Rep 2014-11-21 2024-05-16
233 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
234 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
235   Law, I Lung 羅錡龍 +Rep 2024-05-10
236 Da Shi Tong Securities Limited Ng, Tze Chung 吳子聰 +RO 2024-05-17
237   Ng, Wai Ho (SFC:AVL488) 吳惠豪 +RO 2024-05-17
238   Yin, Geheng 尹戈亨 +Rep 2024-05-17
239 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
240 Daiwa Capital Markets Hong Kong Limited Cork, Craig William 黃光程 +Rep 2024-05-17
241   Lau, Ka Siu 劉珈兆 -Rep 2021-12-08 2024-05-16
242   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
243 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
244   Song, Xiukui 宋秀魁 +RO 2024-05-06
245 DBS VICKERS (HONG KONG) LIMITED Xia, Jiaxin (SFC:BUO168) 夏嘉鑫 -Rep 2024-01-19 2024-05-17
246 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
247 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 -Rep 2024-04-19 2024-05-16
248     +RO 2024-05-16
249   Yung, Dorothy Tze Mei 翁紫薇 +RO 2024-05-14
250 DELTA ASIA SECURITIES LIMITED Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
251   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
252 DEUTSCHE SECURITIES ASIA LIMITED Lin, Chaohan (SFC:BNH490) 林超涵 -Rep 2021-07-07 2024-05-17
253 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
254 Direction Capital Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -RO 2024-02-23 2024-05-15
255 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
256 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
257 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
258 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
259   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
260 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 +Rep 2024-05-14
261 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
262 Eclipse Options (HK) Limited Gouyez-Benallal, Elias +Rep 2024-05-14
263 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
264 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
265   Lu, Zijun 陆子俊 +Rep 2024-05-08
266 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
267   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
268   Su, Shishi 蘇詩詩 +Rep 2024-05-06
269 EMPEROR FUTURES LIMITED Chow, Man Kin 鄒文健 +Rep 2024-05-16
270   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
271 EMPEROR SECURITIES LIMITED (HK) Chow, Man Kin 鄒文健 +Rep 2024-05-16
272   Ng, Bernice Silvana Nicole Rose 吳玥彤 +Rep 2024-05-17
273   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
274   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
275 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
276   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
277 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
278 Equities First Holdings Hong Kong Limited Chan, Ying Sin (SFC:BGE633) 陳映蒨 -Rep 2022-10-11 2024-05-17
279 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
280 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
281   Poon, Wai Tung 潘衛東 -Rep 2010-11-16 2024-05-17
282 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
283   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
284 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
285   Chan, Tsz Kin (SFC:ANW367) 陳子健 -Rep 2006-09-04 2024-05-18
286   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
287   Zhan, Chen 展晨 +Rep 2024-05-06
288 EXS Capital Asia Limited Song, Hao (SFC:BNH693) 宋好 -Rep 2023-11-20 2024-05-17
289 Far East Horizon Asset Management Limited Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
290 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
291 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
292 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
293 FIL Investment Advisors Kim, Jeewon -Rep 2017-09-28 2024-05-14
294   Pang, Yeung Ping 彭揚萍 -Rep 2022-07-22 2024-05-16
295   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
296   Wang, Miaozi 王苗子 -Rep 2020-08-10 2024-05-16
297   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
298 FIL Investment Management (Hong Kong) Limited Kim, Jeewon -Rep 2017-09-28 2024-05-14
299   Pang, Yeung Ping 彭揚萍 -Rep 2018-01-25 2024-05-16
300   Wan, Zhiyu 万智宇 -Rep 2022-11-21 2024-05-14
301   Wang, Miaozi 王苗子 -Rep 2020-08-10 2024-05-16
302   Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
303 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
304 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
305 First Sentier Investors (Hong Kong) Limited Wen, Xuanhao 文炫皓 +Rep 2024-05-16
306 FIRST SHANGHAI FUTURES LIMITED Ho, Jonathan Chun Yu (SFC:ARO147) 何俊諭 -Rep 2020-04-07 2024-05-17
307 FIRST SHANGHAI SECURITIES LIMITED   -Rep 2018-12-03 2024-05-17
308 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
309 Forthright Capital Management Limited Lin, Zhe (SFC:BQE083) 林哲 -Rep 2023-08-29 2024-05-16
310     +RO 2024-05-16
311 Fortress Hill Capital Limited Liu, Wen (SFC:BLV389) 劉雯 -Rep 2024-03-21 2024-05-17
312     +RO 2024-05-17
313   Shin, Tetsuro 進哲郎 -RO 2023-03-10 2024-05-17
314 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
315 Fortune Origin Securities Limited Zhang, Ran (SFC:BHP610) 張冉 -Rep 2024-03-18 2024-05-16
316     +RO 2024-05-16
317 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
318 Fosun International Securities Limited Liao, Honglin 廖虹琳 -Rep 2023-03-07 2024-05-15
319   Yu, Jiang (SFC:BOX256) 余江 -Rep 2019-10-22 2024-05-17
320     +RO 2024-05-17
321 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
322 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Tong, San Mong 唐新望 -Rep 2023-08-11 2024-05-14
323   Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
324 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 -Rep 2024-04-23 2024-05-16
325     +RO 2024-05-16
326 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
327 FUDA CAPITAL LIMITED Lu, Yiting (SFC:BUN866) 盧意婷 +RO 2024-05-16
328 FULBRIGHT FUTURES LIMITED Mak, Pang Yan 麥鵬恩 -Rep 2022-04-26 2024-05-16
329 FULBRIGHT SECURITIES LIMITED   -Rep 2022-04-26 2024-05-16
330 FUSION FORTUNE SECURITIES LIMITED Shen, Zheqing 沈哲清 -RO 2021-12-29 2024-05-14
331 Futu Securities International (HONG KONG) Limited Ho, Ho Man 何浩文 +Rep 2024-05-17
332   Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
333   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
334   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
335   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
336 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 -Rep 2024-05-13 2024-05-29
337   Yung, Yu Shing 容宇晟 +Rep 2024-05-07
338 GF Capital (Hong Kong) Limited Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
339   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
340     +RO 2024-05-07
341   Yang, Jiajie (SFC:BUL161) 楊佳杰 -Rep 2023-12-22 2024-05-17
342   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
343 GF Securities (Hong Kong) Brokerage Limited Chan, Chaoping 產超平 +Rep 2024-05-14
344   Duan, Wenxin 段雯欣 +Rep 2024-05-17
345   Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
346   Lai, Jimmy Ching Man 黎政民 -RO 2021-08-11 2024-05-10
347   Lu, Steven Shiming 陸世銘 +Rep 2024-05-14
348   Tan, Jeffrey Wei Sing 譚偉星 -RO 2019-12-18 2024-05-10
349   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
350     +RO 2024-05-07
351   Yang, Jiajie (SFC:BUL161) 楊佳杰 -Rep 2023-12-22 2024-05-17
352   Yu, Ke Cheng 余可騁 +Rep 2024-05-14
353   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
354 Global Investment Strategy HK Limited Whitaker, Thomas Grant -Rep 2022-04-22 2024-05-13
355 Golden Continent Securities Co., Limited Li, Xiaodong (SFC:BUD896) 李曉東 +Rep 2024-05-16
356 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
357 GOLDMAN SACHS (ASIA) L.L.C. Achoneftos, Laura Faye +Rep 2024-05-16
358   Ang, Sok Han -Rep 2024-05-03 2024-05-13
359   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
360   Fakiyesi, Paul Patience Tolulope +Rep 2024-05-17
361   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
362   Hu, Jian (SFC:BSF773) 胡鉴 -Rep 2022-03-02 2024-05-11
363   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
364   Lee, Nick Andre Pei Li 李培立 -Rep 2018-08-15 2024-05-17
365   Leung, Ming Hin (SFC:BRK304) 梁銘軒 -Rep 2021-07-13 2024-05-18
366   Li, Laiyin -Rep 2019-08-28 2024-05-08
367   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
368   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
369     +RO 2024-05-08
370   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
371   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
372   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
373   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
374 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Achoneftos, Laura Faye +Rep 2024-05-16
375   Fakiyesi, Paul Patience Tolulope +Rep 2024-05-17
376   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
377   Lee, Nick Andre Pei Li 李培立 -Rep 2018-08-15 2024-05-17
378   Leung, Ming Hin (SFC:BRK304) 梁銘軒 -Rep 2021-07-13 2024-05-18
379   Li, Laiyin -Rep 2019-08-28 2024-05-08
380   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
381   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
382     +RO 2024-05-08
383   Park, Jinsun 朴真仙 -Rep 2021-08-18 2024-05-11
384   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
385   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
386 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
387     +RO 2024-05-13
388 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
389     +RO 2024-05-13
390 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
391 Grand Capital Securities Limited   +Rep 2024-05-08
392 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
393 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
394 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
395 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
396 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
397 GUOTAI JUNAN CAPITAL LIMITED Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
398   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
399 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
400   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
401 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
402 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
403   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
404   Yung, Johnnie Ka Sing 翁嘉升 -Rep 2020-06-02 2024-05-17
405 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
406 HAITONG INTERNATIONAL FUTURES LIMITED Chau, Ka Kin 鄒家健 +Rep 2024-05-16
407   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
408 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
409   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
410   Yung, Johnnie Ka Sing 翁嘉升 -Rep 2020-06-02 2024-05-17
411 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
412   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
413   Ye, Xiaoyu (SFC:BUX501) 叶晓钰 +Rep 2024-05-14
414   Yu, Fiona Fei Yeung 余飛揚 -Rep 2022-08-26 2024-05-17
415 Hamilton Lane (Hong Kong) Limited Li, Shiyi (SFC:BTA207) 李詩逸 -Rep 2022-10-25 2024-05-13
416 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
417   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
418   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
419 HANG SENG INVESTMENT SERVICES LIMITED Wong, Ka Leung (SFC:BKL761) 王家樑 -Rep 2023-05-25 2024-05-19
420 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
421   Mak, Gordon Yuen Pang 麥遠鵬 -Rep 2022-03-21 2024-05-17
422 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
423   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
424   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
425   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
426 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
427   Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
428 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
429   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
430 HARVEST GLOBAL INVESTMENTS LIMITED Fan, Jing (SFC:BQI395) 范靜 -Rep 2020-11-24 2024-05-14
431 HashKey Capital Limited Deng, Shujie 鄧書劼 -Rep 2023-08-14 2024-05-14
432 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
433 HERMES SECURITIES LIMITED Cheung, Louis Wing Kwan 張穎群 +RO 2024-05-14
434 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
435     +RO 2024-05-08
436 Hong Kong Broad Capital Limited Yao, Zhengwei (SFC:BEE981) 姚正薇 -RO 2023-01-09 2024-05-17
437 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
438 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
439 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
440   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
441   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
442   Kwan, Tsz Wing Bridget 關芷穎 -Rep 2017-05-22 2024-05-13
443   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
444   Tian, Siqi 田思琪 -Rep 2018-06-05 2024-05-13
445   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
446   Yung, See Liang 翁思亮 -Rep 2013-11-07 2024-05-13
447 HSBC Global Asset Management (Hong Kong) Limited Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
448   Radovic, Tina -Rep 2024-05-02 2024-05-09
449 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
450   Radovic, Tina -Rep 2024-05-02 2024-05-09
451 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
452 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
453   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
454   Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
455   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
456   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
457     +RO 2024-05-07
458   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
459 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 +RO 2024-05-14
460 I WIN SECURITIES LIMITED Fung, Wing Hang 馮穎行 -Rep 2021-08-11 2024-05-16
461 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
462     +RO 2024-05-08
463 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Huang, Yuan (SFC:BTV874) 黃原 -Rep 2023-06-16 2024-05-17
464 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
465   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
466 Imagi Brokerage Limited Yao, Man Yi 姚敏怡 -Rep 2021-05-03 2024-05-14
467 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
468     +RO 2024-05-08
469   Liang, Yingyu +Rep 2024-05-10
470 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
471   Hai, Hermann Fung 奚鋒 -Rep 2022-12-20 2024-05-16
472 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
473 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
474   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
475 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
476 INVESCO HONG KONG LIMITED Chen, Jiawen (SFC:BTR450) 陈佳雯 +Rep 2024-05-14
477 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
478 IPP Financial Advisers Limited Lau, Hei Yeung (SFC:BUV570) 劉熙揚 +Rep 2024-05-17
479 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
480     +RO 2024-05-14
481 J.P. MORGAN BROKING (HONG KONG) LIMITED Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
482   Mehay, Neha (SFC:BQT665) -Rep 2021-04-14 2024-05-15
483 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
484   Ma, Sai (SFC:BRJ245) 馬賽 -Rep 2021-07-19 2024-05-14
485   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
486   Xia, Yujie 夏宇杰 -Rep 2024-01-03 2024-05-14
487   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
488   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
489   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
490   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
491 Jane Street Asia Pacific Limited Khou, Victor +Rep 2024-05-13
492   Wijerathna, Praveen -Rep 2021-10-26 2024-05-17
493 JANE STREET HONG KONG LIMITED Khou, Victor +Rep 2024-05-13
494   Wijerathna, Praveen -Rep 2019-06-10 2024-05-17
495 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
496     +RO 2024-05-08
497 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
498   Hammersley, Sean Alan -Rep 2023-10-12 2024-05-08
499   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
500   Neo, Anthony Aik Chye +Rep 2024-05-07
501   Sussams, Luke +Rep 2024-05-08
502   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
503 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
504 JW Capital Limited (HK) Chow, Ka Lun 周嘉麟 -Rep 2020-11-23 2024-05-18
505   Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
506 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
507 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
508 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
509   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
510   Chiu, Chiu-Huang 邱秋煌 +Rep 2024-05-16
511   Chow, Tsui Har 周翠霞 +Rep 2024-05-14
512   Sun, Wenxin 孫文欣 +Rep 2024-05-06
513 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
514   Lee, Kai Yee 李啟怡 +Rep 2024-05-17
515   Sun, Wenxin 孫文欣 +Rep 2024-05-06
516 KINGKEY ASSET MANAGEMENT LIMITED Zhou, Yanyan (SFC:BGK776) 周燕燕 -Rep 2018-06-28 2024-05-17
517 KINGKEY SECURITIES GROUP LIMITED   -Rep 2018-06-28 2024-05-17
518 KKR Capital Markets Asia II Limited Egloff, Markus Peter +RO 2024-05-14
519   Malter, Hannah Rebecca +RO 2024-05-14
520   Raposio, Diane +RO 2024-05-14
521   Richdale, Kate Gaskell +RO 2024-05-14
522   Tan, Wei Yu 陳威宇 +RO 2024-05-14
523   Xin, Wei (SFC:BEK839) 忻瑋 +RO 2024-05-14
524   Yin, Haining 殷海寧 +RO 2024-05-14
525   Yuan, Chen (SFC:BHE051) 袁晨 +RO 2024-05-14
526 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
527   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
528   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
529   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
530   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
531 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Temple, Ronald Scott -Rep 2024-05-16 2024-05-20
532 LCA Solutions Limited Holden, Stephen Robert James (SFC:ADC639) +Rep 2024-05-14
533 Legend Arb Advisors Limited Wong, Ching Tung 黃靖彤 +Rep 2024-05-16
534 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
535   Yu, Josephine Wai Chi 余慧芝 +Rep 2024-05-16
536 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
537 Linkways Asset Management Limited Fan, Lester Kei Shun 范基信 -RO 2024-04-30 2024-05-19
538 Linkways Investment Management Limited   -RO 2024-04-30 2024-05-19
539 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
540 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
541 Lochpine Capital Limited Du, Hao (SFC:BCB913) 杜浩 -RO 2024-05-02 2024-05-14
542 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
543   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
544   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
545 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
546 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
547   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
548 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
549   Mu, Sihan 牟思涵 -Rep 2017-09-07 2024-05-09
550 LUK FOOK SECURITIES (HK) LIMITED   -Rep 2017-09-07 2024-05-09
551   Ng, Mi Fong 伍美芳 -Rep 2023-10-12 2024-05-14
552 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
553 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 +Rep 2024-05-13
554 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
555 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
556   Li, Honggui 李宏貴 +Rep 2024-05-06
557 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
558 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
559 MALAHON SECURITIES LIMITED Chan, Kei Shu 陳紀樹 -Rep 2024-03-12 2024-05-16
560     +RO 2024-05-16
561   Kwok, Tak Ming 郭德明 -Rep 2024-05-18
562   Mok, Pui Chung 莫沛聰 -Rep 2024-03-12 2024-05-16
563     +RO 2024-05-16
564   Suen, Connie Man Ching 孫文靜 -Rep 2024-05-18
565   Wong, Yue Shing (SFC:AAA934) 王裕盛 -Rep 2024-05-18
566 Manulife Investment Management (Hong Kong) Limited Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
567 Marex Hong Kong Limited Lee, Hugo Tai Kin 李堤健 +Rep 2024-05-16
568 Market Securities (Hong Kong) Limited Patel, Vinesh (SFC:BDC151) +Rep 2024-05-14
569 MARSHALL WACE ASIA LIMITED Zhou, Nan (SFC:BRI765) 周南 +Rep 2024-05-17
570 MAXA CAPITAL LIMITED Wong, Pak To (SFC:BRV749) 黃柏濤 +Rep 2024-05-17
571   Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
572 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
573   Mason, Rong Angie Ma -Rep 2023-05-12 2024-05-16
574     +RO 2024-05-16
575 Merrill Lynch (Asia Pacific) Limited Bana, Aashvi -Rep 2020-12-04 2024-05-13
576   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
577   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
578   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
579   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
580   Tayal, Kunal -Rep 2024-05-17 2024-05-24
581   Tiron, Adrian Cesar -Rep 2024-05-14 2024-05-16
582 Merrill Lynch Far East Limited Bana, Aashvi -Rep 2020-05-04 2024-05-13
583   Choo, John Matthew 朱浩然 -Rep 2021-09-27 2024-05-14
584   Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
585 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
586 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
587 Meyer Capital Group Limited Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
588 MFG Limited (HK) Kok, Sen Kan 郭慎勤 -Rep 2024-05-08 2024-05-20
589 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
590 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
591 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
592     +RO 2024-05-06
593 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
594   Nayyar, Varun +Rep 2024-05-13
595   Song, Wenzhi 宋文陟 +Rep 2024-05-06
596   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
597 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lam, Ronald Kam Yuen 林錦源 +Rep 2024-05-16
598   Zhang, Hao (SFC:BUW241) 張皓 +Rep 2024-05-16
599 MIZUHO SECURITIES ASIA LIMITED Darby, Sean -Rep 2024-02-27 2024-05-17
600     +RO 2024-05-17
601   Kohtani, Motoya +Rep 2024-05-14
602 Morgan Stanley Asia Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
603   Grambling, Stephen White -Rep 2024-05-14 2024-05-17
604   Howard, Laura Kimberley -Rep 2013-05-20 2024-05-10
605   Lian, Yifan 連一帆 -Rep 2022-03-22 2024-05-17
606   Lim, Daegyu +Rep 2024-05-10
607   Liu, Keli 劉柯里 -Rep 2022-09-16 2024-05-08
608   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
609   Liu, Lufei 劉露菲 -Rep 2023-03-10 2024-05-09
610   Liu, Tianrui 劉天睿 -Rep 2022-09-30 2024-05-10
611   Lokur, Vikram Madhav +Rep 2024-05-09
612   Ma, Yumeng 麻雨萌 -Rep 2023-03-16 2024-05-09
613   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
614   Palmisano, Alessandro +Rep 2024-05-14
615   Papandrea, Benjamin Joseph -Rep 2024-05-17 2024-05-24
616   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
617   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
618   To, Yu Hin 陶宇軒 +Rep 2024-05-16
619   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
620   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
621   Wu, Tianyu (SFC:BUC348) 乌天宇 -Rep 2023-09-06 2024-05-13
622   Xu, Qixiang 徐其翔 -Rep 2024-01-18 2024-05-09
623   Yang, Yanjin 楊彦瑾 -Rep 2022-05-10 2024-05-17
624   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
625   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
626   Zhu, Da (SFC:BHF561) 朱達 -Rep 2018-11-28 2024-05-17
627 Morgan Stanley Hong Kong Securities Limited Galligan, Peter Treverton -Rep 2016-01-18 2024-05-10
628   Palmisano, Alessandro +Rep 2024-05-14
629   Pfister, Hugo Isabeau Vincent -Rep 2022-12-09 2024-05-10
630   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
631   Zhang, Long (SFC:BGM921) 張龍 -Rep 2019-07-15 2024-05-08
632 Motilal Oswal Capital Markets (Hong Kong) Private Limited Duggad, Gautam Vijay +Rep 2024-05-16
633 Motto Global Asset Management Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 +Rep 2024-05-16
634 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
635 MSQ Asset Management (HK) Limited Wong, Ka Ching (SFC:AGI520) 黃家正 -RO 2021-03-17 2024-05-17
636 NATIXIS ASIA LIMITED Yang, Le (SFC:BUR147) -Rep 2024-02-19 2024-05-18
637 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
638     +RO 2024-05-09
639 New Vision Asset Management Limited Lu, Yuxiang 陸宇翔 -RO 2017-07-20 2024-05-17
640   Zhang, Jing (SFC:BRP995) 張晶 -Rep 2021-09-14 2024-05-17
641 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
642   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
643 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
644 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
645   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
646 NNFE International Asset Management Limited Chau, Yueh Jen 周日仁 -RO 2019-12-04 2024-05-13
647 NOMURA INTERNATIONAL (HONG KONG) LIMITED Matsuo, Hideyuki +Rep 2024-05-14
648   Rumjahn, Kevin Kalim 林基榮 -Rep 2023-11-17 2024-05-16
649     +RO 2024-05-16
650   Yeung, Chun To Christo 楊鎮濤 +Rep 2024-05-14
651 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
652 Octo Rivers Asset Management (HK) Limited Wang, Qi (SFC:BTV139) 王祺 -Rep 2023-06-26 2024-05-19
653 OnePlatform Asset Management Limited Chan, Yuen Lam (SFC:BSH324) 陳琬琳 -Rep 2022-05-06 2024-05-15
654   Cheng, Suet Kwan Shirley 鄭雪君 -Rep 2023-11-02 2024-05-16
655   Chiu, Wai Ling 趙慧玲 -RO 2023-07-25 2024-05-19
656   Chui, Mei 崔薇 -Rep 2018-06-13 2024-05-16
657   Fung, Kwun Ming 馮冠鳴 -Rep 2020-10-08 2024-05-16
658   Hsu, Yung Yung 許蓉蓉 -Rep 2017-05-23 2024-05-15
659   Huang, Yinchen 黃茵晨 -Rep 2012-03-12 2024-05-16
660   Kwong, Chung Ping (SFC:AHK068) 鄺中平 -RO 2008-10-08 2024-05-17
661   Lam, Sze Wai (SFC:BJG780) 林思慧 -Rep 2017-03-20 2024-05-17
662   Law, Katherine Ka Yee 羅嘉儀 -Rep 2014-05-28 2024-05-18
663   Law, Ying Sin 羅螢茜 -Rep 2018-04-27 2024-05-16
664   Leung, Hugo Man Him 梁文謙 -Rep 2011-06-09 2024-05-18
665   Leung, Wing Ngai (SFC:BRG449) 梁榮毅 -Rep 2022-11-17 2024-05-16
666   Lo, Nelson Tai Yue 盧泰瑜 -Rep 2020-09-16 2024-05-15
667   Ng, Ka Yan (SFC:BIN321) 伍家欣 -Rep 2016-11-21 2024-05-16
668   Ng, Kam Kwan 吳錦坤 -RO 2023-02-22 2024-05-14
669   Ng, Tsun Hing Anthony 伍晉興 -Rep 2012-04-30 2024-05-17
670   Siu, Kathleen Wing Mui 蕭詠梅 -Rep 2008-12-15 2024-05-16
671   Tsui, Sui Lun 徐瑞麟 -Rep 2020-11-09 2024-05-14
672   Wong, Wai Yi (SFC:AOA561) 黃惠儀 -Rep 2006-11-16 2024-05-14
673   Yu, Hui (SFC:BNW047) 于輝 -Rep 2018-12-27 2024-05-09
674   Zhang, Long (SFC:BAK384) 張龍 -Rep 2012-12-03 2024-05-15
675 OnePlatform Securities Limited Kwan, Man Leung 關文亮 -Rep 2009-10-08 2024-05-07
676 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
677 ORIENT FUTURES (HONG KONG) LIMITED Zhang, Zixuan (SFC:BUS746) 張子軒 +Rep 2024-05-16
678 ORIENT SECURITIES (HONG KONG) LIMITED Xu, Dongrui 徐東睿 +Rep 2024-05-17
679 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
680   Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
681 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
682   Xie, Xiaotian 謝嘯天 -Rep 2023-12-15 2024-05-13
683 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
684 PHILLIP COMMODITIES (H.K.) LIMITED Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
685 PHILLIP SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-06
686 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
687   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
688   Withaar, Jon Justin -Rep 2024-05-17 2024-05-24
689 PIMCO Asia Limited Bodereau, Philippe -Rep 2024-05-16 2024-05-17
690 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
691   Shu, Karie Hoi Li 舒凱莉 -Rep 2019-10-16 2024-05-15
692   Shum, King Tung 岑璟彤 -Rep 2024-05-16 2024-06-07
693 Ping An of China Capital (Hong Kong) Company Limited Chen, Yajing (SFC:BQQ386) 陳雅靜 -Rep 2023-12-20 2024-05-15
694   Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
695     +RO 2024-05-13
696   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
697   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
698     +RO 2024-05-14
699 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
700 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
701     +Rep 2024-05-07
702 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
703 PrideRock Global Investment Management Limited Kong, Cheuk Bun (SFC:BQN516) 江卓斌 -Rep 2021-03-30 2024-05-17
704 PrincipleOne Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
705 PSI Capital Asia Limited Lee, Yuen Ling (SFC:BKU863) 李婉菱 -Rep 2024-01-03 2024-05-17
706 PUREHEART CAPITAL ASIA LIMITED Li, Wanqi (SFC:BTY210) 李琬琪 -Rep 2023-07-14 2024-05-17
707   Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
708 Quam Asset Management Limited (b1983-06-28) Perrin, Mark Richard -Rep 2024-03-20 2024-05-17
709     +RO 2024-05-17
710 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
711 Quam Securities Limited Wong, Chun Sing (SFC:AQR069) 王晋聲 -Rep 2015-04-22 2024-05-11
712 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
713 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
714 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
715 RAYS Capital Partners Limited Li, Sek Chuen 李錫全 +Rep 2024-05-17
716 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
717   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
718 Regent Securities Limited (HK) Woo, Kwok On 胡國安 -Rep 2024-05-06 2024-06-05
719 RISING GLORY FINANCE LIMITED Guo, Jiangxue 郭江雪 +Rep 2024-05-17
720   Xiao, Yuhao 肖裕浩 +Rep 2024-05-17
721 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
722 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
723   Tay, Eileen +Rep 2024-05-07
724   Teh, Kim Yuan +Rep 2024-05-07
725 Sancus Advisors Limited Fu, Felix Chi Pui 符致培 +Rep 2024-05-16
726 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash -Rep 2024-05-13 2024-05-17
727   Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
728   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
729   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
730 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
731 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
732 Schonfeld Strategic Advisors (Hong Kong) Limited To, Eric Wun-hse -RO 2019-05-03 2024-05-07
733 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
734 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
735 Sensible Asset Management Limited   +Rep 2024-05-06
736 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
737     +RO 2024-05-07
738   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
739 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED Chan, Chiu Wun Leonard 陳招煥 -Rep 2022-03-28 2024-05-17
740 SHANXI SECURITIES INTERNATIONAL LIMITED   -Rep 2022-03-28 2024-05-17
741 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
742 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
743 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
744 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
745 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chen, Pei Wen (SFC:AOE209) 陳培文 -RO 2019-12-05 2024-05-11
746   Jiang, Danqing 蔣丹清 -Rep 2023-06-06 2024-05-16
747   Ng, Chui Wah 吳翠華 -Rep 2023-11-01 2024-05-15
748 SINOPAC SECURITIES (ASIA) LIMITED Fung, Kwai Lun 馮桂麟 -Rep 2017-02-13 2024-05-15
749   Jiang, Yuxin (SFC:BUY095) 姜玉欣 +Rep 2024-05-14
750 SLTM (HK) LIMITED Xiao, Hantong Tony 肖瀚同 -Rep 2021-12-28 2024-05-15
751 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
752 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
753 Solomon JFZ (Asia) Holdings Limited Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
754   Yip, Ho Yan (SFC:AUS286) 葉浩恩 -Rep 2020-07-28 2024-05-17
755     +RO 2024-05-17
756 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
757 South China Investment Management Limited Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
758 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
759 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
760   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
761   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
762 SPDB International Investment Management Limited Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
763     +RO 2024-05-13
764   Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
765 Sprout Asset Management (Asia) Limited Chan, Andrew Yue Tak 陳裕德 +Rep 2024-05-16
766 Star Sky Investment Holdings Limited Lee, Yan Lam (SFC:BHP426) 李欣霖 -Rep 2023-11-14 2024-05-17
767 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
768 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
769 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
770 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
771     +RO 2024-05-06
772 SunRiver International Securities Group Limited Deng, Lu (SFC:BSM515) 鄧璐 -Rep 2022-08-19 2024-05-15
773   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
774   Shen, Sicong 申思聰 +Rep 2024-05-08
775 T.F.S. Derivatives HK Limited Zerrudo, Oliver Duante +Rep 2024-05-14
776 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
777 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
778 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
779 TAIREN CAPITAL LIMITED Fang, Zheyu 方喆禺 +Rep 2024-05-17
780 Telecom King Securities Limited Lee, Ka Wai (SFC:APW896) 李嘉慧 -RO 2016-10-19 2024-05-17
781 TFI Capital Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
782   Wei, Jiren 魏己人 -Rep 2022-08-09 2024-05-19
783 TFI Securities and Futures Limited Leung, Kai Ching (SFC:AUX081) 梁啟正 -Rep 2023-02-06 2024-05-10
784   Wei, Jiren 魏己人 -Rep 2022-08-09 2024-05-19
785 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
786 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
787 Tiger Securities Asset Management Company Limited Sio, Devin Chan In 蕭震然 -Rep 2019-06-20 2024-05-14
788 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
789 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
790   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
791 Tora Trading Services Limited (HK) Tan, James Ye-Hui -Rep 2022-11-15 2024-05-15
792 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
793 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
794 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
795 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
796 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
797   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
798   Chong, Sue Ching 張素菁 -Rep 2021-11-09 2024-05-14
799   Jiang, Yuan (SFC:BSE901) 姜遠 -Rep 2022-02-25 2024-05-13
800   Song, Zhe (SFC:BEZ513) 宋喆 -Rep 2024-03-28 2024-05-08
801   Yang, Puxi 杨谱熙 -Rep 2024-03-28 2024-05-07
802 UBS SECURITIES ASIA LIMITED Bapat, Rahul Rajendra -Rep 2024-05-14 2024-05-18
803   Curley, Marcus Christopher -Rep 2024-05-16 2024-05-22
804   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
805   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
806   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
807   Ouyang, Lianzi 歐陽蓮子 -Rep 2024-05-17 2024-05-31
808   Prince, Alexander Gilbert -Rep 2024-05-17 2024-05-24
809   Shaw, Lachlan John Rayner -Rep 2024-05-16 2024-05-23
810   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
811 UBS SECURITIES HONG KONG LIMITED Deng, Xinyi 邓欣仪 -Rep 2022-01-11 2024-05-17
812   Lau, Homan 劉浩文 -Rep 2023-09-18 2024-05-10
813   Lin, Haiping (SFC:BLJ565) 林海萍 -Rep 2021-08-24 2024-05-16
814   Luo, Yinzi (SFC:BUE075) 罗殷子 -Rep 2023-10-03 2024-05-10
815   Miao, Xi (SFC:BQH325) 缪溪 -Rep 2021-05-27 2024-05-17
816   Prince, Alexander Gilbert -Rep 2024-05-17 2024-05-24
817   Wang, Yinuo (SFC:BRQ634) 王译诺 -Rep 2021-11-11 2024-05-15
818 Uluwatu Limited Li, Zhong (SFC:BSX692) 李仲 -Rep 2022-09-13 2024-05-16
819     +RO 2024-05-16
820 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
821   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
822 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
823 uSmart Securities Limited Li, Dengge 李登閣 +Rep 2024-05-14
824   Ting, Wan Yam 丁尹音 -Rep 2023-10-18 2024-05-16
825 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
826     +RO 2024-05-07
827 VALUE PARTNERS HONG KONG LIMITED Chung, Wai Yan (SFC:ALB466) 鍾慧欣 -Rep 2016-04-25 2024-05-17
828     +RO 2024-05-17
829   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
830     +RO 2024-05-13
831   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
832 VALUE PARTNERS LIMITED Chung, Wai Yan (SFC:ALB466) 鍾慧欣 -Rep 2016-04-25 2024-05-17
833     +RO 2024-05-17
834   Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
835     +RO 2024-05-13
836   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
837 Value Partners Private Equity Limited   +Rep 2024-05-06
838 VANTAGE ASSET MANAGEMENT LIMITED (HK) Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
839 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
840 VC International Asset Management Limited Kwok, Ka Yiu (SFC:AFG950) 郭家耀 -RO 2021-12-02 2024-05-17
841 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
842   Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
843 VICTORY SECURITIES COMPANY LIMITED Chan, Ching Hei (SFC:BSZ270) 陳靖羲 -Rep 2022-10-20 2024-05-19
844 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
845 Wegoing Asset Management Limited Zhou, Huadan 周華旦 +RO 2024-05-16
846 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
847 Wellington Management Hong Kong Limited (b2003-01-02) Chung, Chi Kin Joe -Rep 2024-05-17 2024-05-20
848   Dai, Xiaowen (SFC:BUV612) +Rep 2024-05-17
849   McLane, Douglas William -Rep 2024-05-08 2024-05-10
850 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
851   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
852 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
853 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
854   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-14
855   Wong, Rex Chun 黃俊 +Rep 2024-05-07
856 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
857   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
858   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
859   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
860   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
861   Wong, Rex Chun 黃俊 +Rep 2024-05-07
862 WRise Wealth Management (Hong Kong) Limited Fong, Sin Shing 方善城 +Rep 2024-05-06
863 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Lee, Chak Ming 李澤銘 +Rep 2024-05-14
864 Xtreme Asset Management Limited Hsu, Kuang-Yao 徐光耀 -RO 2023-11-06 2024-05-15
865 Yan Yun Family Office (HK) Limited Lo, Chi Fun 樂芝芬 -Rep 2023-10-24 2024-05-18
866 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
867 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
868 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
869 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
870   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
871   Lau, Nim Cho 劉念祖 +Rep 2024-05-16
872 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
873   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
874 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
875 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
876 Yunfeng Asset Management Limited Ku, Sanqi 庫三七 -RO 2022-02-23 2024-05-10
877 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
878   Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
879   Liu, Rongxin 劉榕欣 -Rep 2021-06-04 2024-05-17
880   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
881 Yunfeng Securities Limited Ku, Sanqi 庫三七 -RO 2019-11-18 2024-05-10
882   Liu, Rongxin 劉榕欣 -Rep 2021-06-04 2024-05-17
883   Yu, Renping 于仁萍 -Rep 2023-01-11 2024-05-10
884 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
885 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
886 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
887 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08
888 ZHONGTAI INTERNATIONAL CAPITAL LIMITED Hua, Weifeng 華偉丰 -Rep 2023-09-25 2024-05-16
889 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Lee, Man Chun (SFC:AFD148) 李文駿 -Rep 2023-03-30 2024-05-15
890   Zhao, Hongmei (SFC:BHY882) 趙紅梅 -RO 2020-08-05 2024-05-18

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