Yip, Ho Yan (SFC:AUS286) 葉浩恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-02-03 | 2017-02-20 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-02-03 | 2017-02-20 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2017-03-15 | 2019-03-09 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-03-15 | 2019-03-09 |
| 5 | Eddid Securities and Futures Limited | Rep | Dealing in futures contracts | 2019-04-08 | 2020-06-19 | Rep | Dealing in securities | 2019-04-08 | 2020-06-19 |
| 6 | Solomon JFZ (Asia) Holdings Limited | Rep | Dealing in securities | 2020-07-28 | 2024-05-17 | Rep | Asset management | 2021-07-22 | Rep | Advising on securities | 2022-05-17 | RO | Dealing in securities | 2024-05-17 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-18 | 2010-06-29 |
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