SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-06-10 | 15 | 156 | 171 | 91.23% |
2023-12-31 | 12 | 168 | 180 | 93.33% |
2022-12-31 | 17 | 209 | 226 | 92.48% |
2021-12-31 | 14 | 212 | 226 | 93.81% |
2020-12-31 | 13 | 194 | 207 | 93.72% |
2019-12-31 | 10 | 191 | 201 | 95.02% |
2018-12-31 | 12 | 185 | 197 | 93.91% |
2017-12-31 | 11 | 205 | 216 | 94.91% |
2016-12-31 | 8 | 223 | 231 | 96.54% |
2015-12-31 | 11 | 227 | 238 | 95.38% |
2014-12-31 | 11 | 235 | 246 | 95.53% |
2013-12-31 | 7 | 223 | 230 | 96.96% |
2012-12-31 | 11 | 239 | 250 | 95.60% |
2011-12-31 | 7 | 248 | 255 | 97.25% |
2010-12-31 | 8 | 243 | 251 | 96.81% |
2009-12-31 | 7 | 212 | 219 | 96.80% |
2008-12-31 | 8 | 173 | 181 | 95.58% |
2007-12-31 | 9 | 163 | 172 | 94.77% |
2006-12-31 | 9 | 129 | 138 | 93.48% |
2005-12-31 | 7 | 119 | 126 | 94.44% |
2004-12-31 | 5 | 108 | 113 | 95.58% |
2003-12-31 | 5 | 100 | 105 | 95.24% |
2003-03-31 | 3 | 110 | 113 | 97.35% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy